SUMMIT INVESTMENT MANAGEMENT, LTD.

RIASEC Registered

Total AUM

$87M

Discretionary

$87M

100% of AUM

Avg account

$245K

Accounts

355

Employees

3

Advisory reps

3

Firm details

Headquarters: GREENFIELD, Wisconsin
CRD number: 110188
Website: www.suminvest.com
Custodians: GOLDMAN SACHS CUSTODY SOLUTIONS, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: Individuals76.31%
HNWI20.78%
Charitable Organizations2.6%
Corporations / Businesses0.3%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Summit Investment Management, Ltd. is a corporate RIA that offers portfolio management primarily for individual clients and small businesses. Its client base includes individuals, families and some institutional relationships. The firm charges fees as a percentage of assets under management and does not identify as an active ESG investor. Its stated advisory activity focuses on discretionary portfolio management rather than pension consulting or multi-state advisory operations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities61%
Public Funds/Mutual Funds26%
Cash & Cash Equivalents6%
US Government Bonds5%
Investment Grade Corp Bonds2%

Owners & executives

1 of 1

THOMAS CARROLL
Vice President And Chief Investment OfficerCRD 1250196

Contacts

2 of 2

Kendra DeBaets
CRD 8268393
RONALD CHANDLER
InvestorCRD 5856620

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

GREENFIELD, WI

MILWAUKEE

Location

GREENFIELD, WI

Headquartered in GREENFIELD, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area: Milwaukee-Racine-Waukesha, WI
Region: Midwest
County: MILWAUKEE
Address: 5005 W Loomis Rd
Time zone: CT (UTC-6)
Office locations

Similar firms

WINDERMERE WEALTH ADVISORS, LLC

ELM GROVE, WI

AUM $84.2MTEAM 2REPS 2

BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC

MILWAUKEE, WI

AUM $83.7MTEAM 3REPS 6

WISMED FINANCIAL, INC.

FITCHBURG, WI

AUM $82.5MTEAM 1REPS 1

WISCO INVESTMENT MANAGEMENT LLC

MADISON, WI

AUM $92.3MTEAM 2REPS 2

BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC

MILWAUKEE, WI

AUM $81.7MTEAM 3REPS 6

PROPHET WEALTH MANAGEMENT

KENOSHA, WI

AUM $80.4MTEAM 5REPS 2

More RIAs in GREENFIELD →All Wisconsin RIAs →