Summit Investment Advisory Services

RIASEC Registered

Total AUM

$746M

Discretionary

$740M

99% of AUM

Avg account

$302K

Accounts

2,466

Employees

11

Advisory reps

8

Firm details

Headquarters: Roseville, Minnesota
CRD number: 168594
Registered since: June 9, 2017
Website: www.summitinvest.com
Custodians: LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI59.7%
Individuals40.24%
Corporations / Businesses0.06%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Summit Investment Advisory Services is an independent, limited liability advisory firm that registered with the SEC in 2017. The firm positions itself as a capital allocator for individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Summit does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds61%
Exchange Traded Equities38%
Cash & Cash Equivalents1%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 98

Active vs passive

$573M in ETFs

Passive

22%

$128M

Active

69%

$445M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
CAPITAL GROUP DIVIDEND VALUE ETF (CGDV)	Capital Group	Active	Large Value	$50.7M	1,038,665	8.86%

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Primary office

Roseville, MN

Ramsey

Location

Roseville, MN

Headquartered in Roseville, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area: Minneapolis-St. Paul, MN-WI
Region: Midwest
County: Ramsey
Address: 3065 Centre Pointe Dr
Time zone: CT (UTC-6)
Office locations

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