Summit Investment Advisory Services
Firm details
- Headquarters
- Roseville, Minnesota
- CRD number
- 168594
- Registered since
- June 9, 2017
- Website
- www.summitinvest.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI59.7%
- Individuals40.24%
- Corporations / Businesses0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Summit Investment Advisory Services is an independent SEC-registered RIA organized as an LLC and operating since 2017. The firm describes itself as a capital allocator serving individual and family clients, providing financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Its fee model includes assets-under-management fees alongside hourly and fixed-fee engagements. The firm does not identify as an active ESG investor and does not list pension consulting or related-adviser activities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities38%
- Cash & Cash Equivalents1%
Contacts
3 of 8
Russell Rogers
Partner, Financial PlannerCRD 5390538
Joel Budd
Wealth AdvisorCRD 2020409
Jack Schwartz
Senior Client Service AssociateCRD 7123743
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 98Active vs passive
$565M in ETFs
23%
$128M
69%
$437M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CAPITAL GROUP DIVIDEND VALUE ETF (CGDV) | Capital Group | Active | Large Value | $50.3M | 1,020,802 | 8.91% |
Location
Roseville, MN
Ramsey
Location
Roseville, MN
Headquartered in Roseville, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Ramsey
- Address
- 3065 Centre Pointe Dr
- Time zone
- CT (UTC-6)
- Office locations
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