SUMMIT INVESTMENT ADVISORY SERVICES
Firm details
- Headquarters
- ROSEVILLE, Minnesota
- CRD number
- 168594
- Registered since
- June 9, 2017
- Website
- www.summitinvest.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI59.7%
- Individuals40.24%
- Corporations / Businesses0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Summit Investment Advisory Services is an independent RIA organized as an LLC and registered with the SEC since 2017. It principally serves individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers. The firm operates as a capital allocator — it builds client portfolios directly and allocates to third‑party managers where appropriate. Its fee model combines asset‑based fees with hourly and fixed‑fee engagements. Summit does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities38%
- Cash & Cash Equivalents1%
Contacts
3 of 8RUSSELL ROGERS
Partner, Financial PlannerCRD 5390538
JOEL BUDD
Wealth AdvisorCRD 2020409
Jack Schwartz
Senior Client Service AssociateCRD 7123743
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 92Active vs passive
$412M in ETFs
28%
$114M
71%
$298M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CAPITAL GROUP DIVIDEND VALUE ETF (CGDV) | Capital Group | Active | Large Value | $42.1M | 989,127 | 10.22% |
Location
ROSEVILLE, MN
RAMSEY
Location
ROSEVILLE, MN
Headquartered in ROSEVILLE, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- RAMSEY
- Address
- 3065 Centre Pointe Dr
- Time zone
- CT (UTC-6)
- Office locations
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