SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC
Firm details
- Headquarters
- MINNEAPOLIS, Minnesota
- CRD number
- 147384
- Registered since
- June 12, 2008
- Website
- www.sdwia.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.58%
- Individuals13.91%
- Charitable Organizations0.51%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Schwarz Dygos Wheeler Investment Advisors LLC is an independent, SEC-registered RIA organized as an LLC and operating since 2008. The firm serves both individual/family and institutional clients and bills through a mix of asset-based fees, hourly charges, and fixed fees. Its advisory services include financial planning and portfolio management for individuals, small businesses, and larger business or institutional clients. The firm identifies as an active ESG investor and lists equities—particularly exchange-traded instruments—as a primary allocation preference.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities58%
- Public Funds/Mutual Funds30%
- Cash & Cash Equivalents9%
- US Government Bonds1%
- State & Local Bonds1%
Contacts
3 of 7Jon Hogan
Associate, Financial AdvisorCRD 7626608
BENJAMIN WHEELER
Founding PrincipalCRD 4583725
PAUL WILSON
Financial AdvisorCRD 4616079
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 69Active vs passive
$209M in ETFs
44%
$91.4M
56%
$118M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE DIVIDEND GROWTH ETF (DGRO) | BlackRock | Passive | Large Value | $24.5M | 348,715 | 11.70% |
Location
MINNEAPOLIS, MN
HENNEPIN
Location
MINNEAPOLIS, MN
Headquartered in MINNEAPOLIS, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- HENNEPIN
- Address
- 50 S 6th St
- Time zone
- CT (UTC-6)
- Office locations
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