Schwarz Dygos Wheeler Investment Advisors LLC

RIASEC RegisteredEst. 2008
Total AUM
$730M
Discretionary
$729M
100% of AUM
Avg account
$364K
Accounts
2,004
Employees
7
Advisory reps
7

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
147384
Registered since
June 12, 2008
Website
www.sdwia.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI85.58%
  • Individuals13.91%
  • Charitable Organizations0.51%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Schwarz Dygos Wheeler Investment Advisors LLC is an independent registered investment adviser that has been SEC-registered since 2008 and is owned by an individual. The firm serves both individuals/families and institutional clients and provides financial planning as well as portfolio management for individuals, small businesses, and institutions. Fee arrangements are flexible and include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm identifies as an active ESG investor, and its investment stance favors equities as the primary exposure.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 58%, Public Funds/Mutual Funds 30%, Cash & Cash Equivalents 9%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%58%
  • Exchange Traded Equities58%
  • Public Funds/Mutual Funds30%
  • Cash & Cash Equivalents9%
  • US Government Bonds1%
  • State & Local Bonds1%

Contacts

3 of 7
  • Stephen Dygos

    Stephen Dygos

    Founding PrincipalCRD 3273752

  • David Stefl

    David Stefl

    Associate, Financial AdvisorCRD 5508791

  • Benjamin Wheeler

    Benjamin Wheeler

    Founding PrincipalCRD 4583725

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 134

Active vs passive

$453M in ETFs

Passive

43%

$192M

Active

57%

$260M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE DIVIDEND GROWTH ETF (DGRO)BlackRockPassiveLarge Value$27.4M362,1536.06%
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Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
50 S 6th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth