Running Oak Capital LLC

RIASEC RegisteredEst. 2017

Total AUM

$875M

Discretionary

$845M

97% of AUM

Avg account

$845K

Accounts

1,035

Employees

2

Advisory reps

5

Firm details

Headquarters: Edina, Minnesota
CRD number: 286656
Registered since: March 15, 2017
Website: runningoak.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI51.47%
Investment Companies42.07%
Corporations / Businesses5.5%
Charitable Organizations0.97%
Services: Portfolio Management for IndividualsPortfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Running Oak Capital LLC is an SEC-registered investment adviser (registered in 2017) organized as an LLC and owned by an individual. The firm manages portfolios for individuals and small businesses as well as for investment companies, charging fees based on a percentage of assets under management. Its client mix spans private individuals and families as well as institutional accounts. The firm does not identify itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities98%
Cash & Cash Equivalents2%

Owners & executives

1 of 1

Jeffrey Broders
Chief Operating Officer & Chief Compliance OfficerCRD 4646137

Contacts

3 of 4

Yat Sing Wong
Co-Founder & Managing PartnerCRD 7635039
Seth Cogswell
Portfolio ManagerCRD 5010120
Theodore Gardner
PartnerCRD 6175885

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Edina, MN

Hennepin

Location

Edina, MN

Headquartered in Edina, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area: Minneapolis-St. Paul, MN-WI
Region: Midwest
County: Hennepin
Address: 4519 W 56th St
Time zone: CT (UTC-6)
Office locations

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