Summit Financial Strategies Inc
Firm details
- Headquarters
- Columbus, Ohio
- CRD number
- 110112
- Registered since
- November 15, 1995
- Website
- www.summitfin.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Other
- Client types
- HNWI89.06%
- Individuals9.42%
- Pension & Profit Sharing Plans0.88%
- Charitable Organizations0.64%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Summit Financial Strategies Inc. is an independent registered investment adviser that has been SEC-registered since 1995. The firm is individually owned and serves both high-net-worth individuals and families as well as institutional clients. Its business combines financial planning with discretionary and non-discretionary portfolio management for individuals, businesses and institutions, plus pension consulting and selection of other advisers. Summit charges fees tied to assets under management as well as other fee arrangements. The firm reports it is not an active ESG investor and operates as a capital allocator within its client mandates. Summit was named to CNBC’s Top 100 Financial Advisory Firms list for four consecutive years (2019–2022).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds89%
- Exchange Traded Equities5%
- Cash & Cash Equivalents5%
- Other1%
Owners & executives
3 of 4
Brian Sutliff
Chief Marketing OfficerCRD 4404659
Timothy Swain
Partner, Chief Operating OfficerCRD 6186582
Michael Scherer
Partner & Chief Financial OfficerCRD 5920189
Contacts
3 of 16
Wendy Trout
Partner, Senior Financial AdvisorCRD 5154084
Samantha Macchia
Partner, PresidentCRD 4362533
Austen Harrison
Associate AdvisorCRD 7059720
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 106Active vs passive
$1.3B in ETFs
46%
$589M
54%
$686M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $153M | 199,941 | 12.00% |
Location
Columbus, OH
Franklin
Location
Columbus, OH
Headquartered in Columbus, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.
- Metro area
- Columbus-Marion-Zanesville, OH
- Region
- Midwest
- County
- Franklin
- Address
- 4111 Worth Ave
- Time zone
- ET (UTC-5)
- Office locations
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