Summit Financial Strategies Inc

RIASEC Registered

Total AUM

$2.3B

Discretionary

$2.1B

90% of AUM

Avg account

$556K

Accounts

4,149

Employees

Advisory reps

Firm details

Headquarters: Columbus, Ohio
CRD number: 110112
Registered since: November 15, 1995
Website: www.summitfin.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Other
Client types: HNWI89.06%
Individuals9.42%
Pension & Profit Sharing Plans0.88%
Charitable Organizations0.64%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Summit Financial Strategies Inc. is an independent registered investment adviser that has been SEC-registered since 1995. The firm is individually owned and serves both high-net-worth individuals and families as well as institutional clients. Its business combines financial planning with discretionary and non-discretionary portfolio management for individuals, businesses and institutions, plus pension consulting and selection of other advisers. Summit charges fees tied to assets under management as well as other fee arrangements. The firm reports it is not an active ESG investor and operates as a capital allocator within its client mandates. Summit was named to CNBC’s Top 100 Financial Advisory Firms list for four consecutive years (2019–2022).