Summit Financial, LLC
Firm details
- Headquarters
- Parsippany, New Jersey
- CRD number
- 299322
- Registered since
- December 3, 2018
- Website
- summitfinancial.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC., GOLDMAN SACHS CUSTODY SOLUTIONS
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI62.49%
- Individuals26.35%
- Pension & Profit Sharing Plans10.93%
- Corporations / Businesses0.17%
- Charitable Organizations0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Summit Financial, LLC is an independent registered investment adviser organized as an LLC and operating since 2018. The firm serves both individual and family clients as well as institutional accounts, charging a mix of percentage-of-AUM and fixed fees. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and manager selection — and it describes itself as a capital allocator that places client capital with third‑party managers when appropriate. Summit is not an active ESG investor and is not registered as a multi‑state adviser. The firm has been recognized in industry lists, appearing on Forbes and Barron’s rankings across multiple years (Forbes 2022, 2023, 2024; Barron’s Top 100 in 2023 and 2025) and cited by AdvisorHub in 2026 as one of “50 RIA Firms to Watch.”
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities31%
- Cash & Cash Equivalents8%
- State & Local Bonds7%
- US Government Bonds2%
Owners & executives
3 of 17
Stephen Tuttle
Chief Investment OfficerCRD 2191394
Esmat Hawkesworth
Chief Legal OfficerCRD 5009122
Stephen Garrett
Founding Partner & CEOCRD 2146125
Contacts
3 of 217
Todd Weiss
Wealth Management AdvisorCRD 2077822
Heather Clegg
Co-Founder and Managing DirectorCRD 5042864
Wally Jandoli
Private Wealth AdvisorCRD 829358
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 858Active vs passive
$6B in ETFs
81%
$4.9B
15%
$1.1B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $556M | 1,731,717 | 9.19% |
Location
Parsippany, NJ
Morris
Location
Parsippany, NJ
Headquartered in Parsippany, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Morris
- Address
- 4 Campus Dr
- Time zone
- ET (UTC-5)
- Office locations
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