SUMMIT FINANCIAL, LLC
Firm details
- Headquarters
- PARSIPPANY, New Jersey
- CRD number
- 299322
- Registered since
- December 3, 2018
- Website
- summitfinancial.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC., GOLDMAN SACHS CUSTODY SOLUTIONS
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI62.49%
- Individuals26.35%
- Pension & Profit Sharing Plans10.93%
- Corporations / Businesses0.17%
- Charitable Organizations0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Summit Financial, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating as a capital allocator for both individual/family and institutional clients. The firm offers a mix of financial planning and portfolio management services—targeting individuals, small businesses and other private clients—and provides pension consulting and adviser-selection services. Its fee schedules include asset-based fees and fixed fees. Summit reports that it does not pursue ESG investing as a stated practice. The firm has received multiple industry recognitions in recent years, including placements on Forbes’ lists (2022, 2023, 2024), Barron’s Top 100 RIA lists (2023, 2025), and AdvisorHub’s 50 RIA Firms to Watch (2026).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities31%
- Cash & Cash Equivalents8%
- State & Local Bonds7%
- US Government Bonds2%
Owners & executives
3 of 18STEPHEN TUTTLE
Chief Investment OfficerCRD 2191394
ESMAT HAWKESWORTH
Chief Legal OfficerCRD 5009122
STEPHEN GARRETT
Founding Partner & CEOCRD 2146125
Contacts
3 of 215Todd Weiss
Wealth Management AdvisorCRD 2077822
HEATHER CLEGG
Co-Founder and Managing DirectorCRD 5042864
wally jandoli
Private Wealth AdvisorCRD 829358
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 857Active vs passive
$6B in ETFs
81%
$4.9B
15%
$1.1B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $556M | 1,731,717 | 9.19% |
Location
PARSIPPANY, NJ
MORRIS
Location
PARSIPPANY, NJ
Headquartered in PARSIPPANY, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- MORRIS
- Address
- 4 Campus Dr
- Time zone
- ET (UTC-5)
- Office locations
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