Hennion & Walsh Asset Management, Inc.
Firm details
- Headquarters
- Parsippany, New Jersey
- CRD number
- 126236
- Registered since
- May 2, 2003
- Website
- www.hennionandwalsh.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Commissions
- Client types
- Individuals50.57%
- HNWI43.51%
- Charitable Organizations4.17%
- Pension & Profit Sharing Plans1.3%
- Corporations / Businesses0.45%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Hennion & Walsh Asset Management, Inc. is a broker-dealer and insurance broker that also provides advisory services across individual, family and institutional clients. The firm offers financial planning and portfolio management for individuals, small businesses and institutions, plus pension consulting and selection of other advisers. Compensation is a mix of percentage-of-AUM fees and commissions. The firm identifies itself as a capital allocator and reports that it deploys third‑party investment managers as part of its offering.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds91%
- Exchange Traded Equities6%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
3 of 4
Kevin Mahn
President and Chief Investment OfficerCRD 2519398
Matthew Wolcott
Chief Operating OfficerCRD 4233708
James Pruskowski
CIO and Co-FounderCRD 2611704
Contacts
3 of 69Christopher Mastrangelo
Associate Vice PresidentCRD 6113369
Kunal Patel
Vice PresidentCRD 5815451
Stephen Mensah Jr
TraineeCRD 6091391
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 120Active vs passive
$968M in ETFs
70%
$673M
24%
$295M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $143M | 191,514 | 14.82% |
Location
Parsippany, NJ
Morris
Location
Parsippany, NJ
Headquartered in Parsippany, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Morris
- Address
- 2001 46 Waterview Plz
- Time zone
- ET (UTC-5)
- Office locations
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