Stratos Wealth Advisors LLC
Firm details
- Headquarters
- Beachwood, Ohio
- CRD number
- 283816
- Registered since
- August 15, 2016
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI75.7%
- Individuals21.09%
- Corporations / Businesses2.12%
- Pension & Profit Sharing Plans0.66%
- Charitable Organizations0.38%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Stratos Wealth Advisors LLC is an independent, SEC-registered registered investment adviser organized as a limited liability company in 2016. Ownership is held by a combination of a domestic entity and individuals. The firm positions itself as a capital allocator for both high-net-worth individuals and institutional clients, offering fee structures that include percentage of AUM, hourly billing, fixed fees and other arrangements. Advisory capabilities include financial planning, discretionary portfolio management for individuals and small businesses, fiduciary work for institutions, pension consulting, manager selection and educational programming. The firm identifies as an active ESG investor and appeared on Barron's Top 100 RIA Firms list in 2021.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds71%
- Exchange Traded Equities19%
- Cash & Cash Equivalents5%
- US Government Bonds2%
- State & Local Bonds1%
Owners & executives
3 of 8
Karyn Pistone
President and CEOCRD 859379
Nancy Andrefsky
CFO/Founding PartnerCRD 5626963
Jan Kowal
President, CEOCRD 1619631
Contacts
3 of 73David Albin
Registered RepresentativeCRD 5715352
Haad Majied
Founding Partner, Private Wealth AdvisorCRD 5075468
Marni Angus
Vice PresidentCRD 5183884
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 439Active vs passive
$1.4B in ETFs
74%
$1B
20%
$362M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $93.6M | 125,400 | 6.70% |
Location
Beachwood, OH
Cuyahoga
Location
Beachwood, OH
Headquartered in Beachwood, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- Cuyahoga
- Address
- 3750 Park East Dr
- Time zone
- ET (UTC-5)
- Office locations
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