Stratos Investment Management, LLC
Firm details
- Headquarters
- Beachwood, Ohio
- CRD number
- 283850
- Registered since
- May 23, 2016
- Website
- www.fundamentuminvesting.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Other Investment Advisers100%
Firm profile
FINTRXOverview
Stratos Investment Management, LLC is an SEC-registered institutional RIA that began registration in 2016 and operates as a limited liability company. The firm serves institutional clients on a fee model tied to assets under management and identifies as an active ESG investor. Its business footprint includes multiple industry roles—broker-dealer affiliations, connections with banking or trust institutions, accounting relationships, and sponsorship or management roles in pooled investment vehicles—suggesting the firm combines advisory activity with sponsor and custody-linked capabilities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds68%
- Exchange Traded Equities21%
- State & Local Bonds3%
- Cash & Cash Equivalents3%
- US Government Bonds2%
Owners & executives
3 of 6
Nancy Andrefsky
CFO/Founding PartnerCRD 5626963
Malcolm Polley
Chief Market StrategistCRD 1875697
Jeffrey Concepcion
Founder & CEOCRD 1899367
Contacts
3 of 10David Albin
Registered RepresentativeCRD 5715352
Marni Angus
Vice PresidentCRD 5183884
Jon Pawlowski
Director, Regulatory ComplianceCRD 5246392
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 446Active vs passive
$4.5B in ETFs
56%
$2.5B
42%
$1.9B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY 2 ETF (DFAC) | Dimensional | Active | Large Blend | $188M | 4,248,964 | 4.22% |
Location
Beachwood, OH
Cuyahoga
Location
Beachwood, OH
Headquartered in Beachwood, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- Cuyahoga
- Address
- 3750 Park East Dr
- Time zone
- ET (UTC-5)
- Office locations
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