Strategy Asset Managers L.L.C.

RIASEC Registered
Total AUM
$930M
Discretionary
$930M
100% of AUM
Avg account
$638K
Accounts
1,458
Employees
10
Advisory reps
11

Firm details

Headquarters
Pasadena, California
CRD number
109939
Registered since
February 23, 2001
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • HNWI71.79%
  • Individuals16.76%
  • Pension & Profit Sharing Plans6.4%
  • Charitable Organizations2.96%
  • Pooled Investment Vehicles1.23%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Strategy Asset Managers L.L.C. is an independent registered investment adviser that has been SEC-registered since 2001. The firm acts as a capital allocator for both individual and family clients as well as institutional accounts, combining financial planning and discretionary portfolio management with services such as pension consulting and manager selection. Its fee schedules are flexible, including percentage-of-AUM pricing alongside hourly, fixed-fee and performance-based arrangements. Strategy Asset Managers also serves in sponsor/G.P. roles and as a managing member of pooled investment vehicles. The firm’s stated investment posture favors equities as the primary sleeve, and it does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 76%, Cash & Cash Equivalents 9%, Investment Grade Corp Bonds 8%, US Government Bonds 2%, State & Local Bonds 2%, Private Funds 1%76%
  • Exchange Traded Equities76%
  • Cash & Cash Equivalents9%
  • Investment Grade Corp Bonds8%
  • US Government Bonds2%
  • State & Local Bonds2%

Owners & executives

1 of 1
  • Thomas Hulick

    Thomas Hulick

    CEO & Managing PartnerCRD 1806305

Contacts

3 of 10
  • Victor Martinez

    Victor Martinez

    Director, Senior Wealth AdvisorCRD 5744392

  • Alexander Hagstrom

    Alexander Hagstrom

    Portfolio Manager, Managing DirectorCRD 6308641

  • Harold Parker

    Harold Parker

    DirectorCRD 854199

Unlock 7 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 106

Active vs passive

$146M in ETFs

Passive

93%

$136M

Active

6%

$10.1M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$10.2M13,3476.98%

Location

Primary office

Pasadena, CA

Los Angeles

Location

Pasadena, CA

Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
790 E Colorado Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth