Stonex Financial Inc.

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
543
Avg account
$0

Firm details

Headquarters
Winter Park, Florida
CRD number
45993
Registered since
March 22, 1999

Firm profile

FINTRX

Overview

Stonex Financial Inc. is recorded as a corporate investment firm that registered with the SEC in 1999. FINTRX classifies the entity as an investment bank rather than a traditional registered investment adviser that allocates client capital. The dataset lists the owner type as "Domestic Entity | Individual" and indicates the firm is not flagged as an active ESG investor, not a multi-state adviser, and not a pension consultant. The firm did not supply descriptive information about its business activities, advisory services, or affiliations in the provided dataset. That absence, coupled with the investment‑bank classification, suggests its primary activities are likely focused on brokerage, capital markets, and related services rather than on client asset management reported in this source.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 17
  • Philip Ling

    Chief Operations OfficerCRD 2805165

  • Eric Watkins

    Chief Market Risk OfficerCRD 6190832

  • Timothy Durnan

    Timothy Durnan

    COO & CCOCRD 4367303

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Contacts

3 of 526
  • Jose Puell

    Global Fixed Income Sales and TradingCRD 5580247

  • Micah Fallaw

    Operations Team LeaderCRD 5319543

  • Roger Shaffer

    Roger Shaffer

    Managing DirectorCRD 1921270

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Winter Park, FL

Orange

Location

Winter Park, FL

Headquartered in Winter Park, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
Orange
Address
329 N Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth