Stonex Financial Inc.

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
544
Avg account
$0

Firm details

Headquarters
Winter Park, Florida
CRD number
45993
Registered since
March 22, 1999

Firm profile

FINTRX

Overview

Stonex Financial Inc. is a corporate entity classified as an investment bank that registered with the SEC in 1999. Its ownership is listed as a mix of a domestic entity and individual ownership. The firm does not identify as a capital allocator and is not marked as an active ESG investor. Regulatory and service-designation flags in the snapshot indicate Stonex Financial Inc. is not a multi-state adviser, not newly formed, not a pension consultant, and has no related adviser noted. The available information does not describe client segments, fee arrangements, or specific advisory business lines.

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 17
  • Philip Ling

    Chief Operations OfficerCRD 2805165

  • Eric Watkins

    Chief Market Risk OfficerCRD 6190832

  • Timothy Durnan

    Timothy Durnan

    COO & CCOCRD 4367303

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Contacts

3 of 527
  • Jose Puell

    Global Fixed Income Sales and TradingCRD 5580247

  • Micah Fallaw

    Operations Team LeaderCRD 5319543

  • Roger Shaffer

    Roger Shaffer

    Managing DirectorCRD 1921270

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Winter Park, FL

Orange

Location

Winter Park, FL

Headquartered in Winter Park, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
Orange
Address
329 N Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth