STONEX FINANCIAL INC.

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
546
Avg account
$0

Firm details

Headquarters
WINTER PARK, Florida
CRD number
45993
Registered since
March 22, 1999

Firm profile

FINTRX

Overview

Stonex Financial Inc. is organized as a corporation and is recorded as an SEC-registered entity since 1999. FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser focused on discretionary wealth management. Ownership is reported as a mix of a domestic entity and an individual. The firm is not identified as a capital allocator, which suggests it does not deploy proprietary pooled capital on behalf of clients. The snapshot flags Stonex Financial Inc. as not being an active ESG investor, not a multi-state adviser, not a newly formed adviser, not a pension consultant, and not a related adviser. FINTRX does not supply details on client types, fee structure, or specific advisory activities in the provided record.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 17
  • PHILIP LING

    Chief Operations OfficerCRD 2805165

  • ERIC WATKINS

    Chief Market Risk OfficerCRD 6190832

  • TIMOTHY DURNAN

    COO & CCOCRD 4367303

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Contacts

3 of 529
  • Jose Puell

    Global Fixed Income Sales and TradingCRD 5580247

  • MICAH FALLAW

    Operations Team LeaderCRD 5319543

  • ROGER SHAFFER

    Managing DirectorCRD 1921270

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

WINTER PARK, FL

ORANGE

Location

WINTER PARK, FL

Headquartered in WINTER PARK, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
ORANGE
Address
329 N Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth