Captivex Securities LLC

Broker-DealerFINRA MemberEst. 2025
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Winter Park, Florida
CRD number
332134
Registered since
June 27, 2025

Firm profile

FINTRX

Overview

Captivex Securities LLC is organized as a limited liability company and is listed as an SEC-registered adviser with a registration year of 2025. The firm is recorded as having both a domestic entity and an individual ownership stake and is classified in FINTRX as "Unclassified." Public disclosures in the dataset do not include descriptions of the firm's advisory services, client segments, fee schedule or business activities. The snapshot flags several negative attributes rather than service specializations: Captivex is not identified as a capital allocator, is not an active ESG investor, is not a multistate adviser, is not a pension consultant, and has no related adviser designation in the available data. There are no entries describing affiliations, partnerships, or industry activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • John Byrne

    John Byrne

    Chief Compliance OfficerCRD 1255284

Contacts

2 of 2
  • Richard Onesto

    Richard Onesto

    FinOpCRD 2453096

  • Daniel Healy

    Daniel Healy

    Registered RepresentativeCRD 2364020

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Winter Park, FL

Orange

Location

Winter Park, FL

Headquartered in Winter Park, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
Orange
Address
2431 Aloma Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth