Stonepine Advisors, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Englewood, Colorado
CRD number
154217
Registered since
February 15, 2011

Firm profile

FINTRX

Overview

Stonepine Advisors, LLC is organized as a limited liability company and has been registered with the SEC since 2011. The firm is listed as individually owned and is classified as “unclassified” in the available data. The profile indicates Stonepine is not a capital allocator and does not identify as an active ESG investor. It is not designated as a multistate adviser, pension consultant, or related adviser in the supplied record. The information available is sparse on business lines, client demographics, fee models or specific advisory activities. That combination of limited disclosure and the individual-owner designation is consistent with a small, owner-operated adviser or a vehicle that is not actively reporting typical RIA metrics.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Alan Grau

    Alan Grau

    Co-Founder & CEOCRD 8053523

Contacts

3 of 4
  • Daniel Goggins

    Daniel Goggins

    Managing PartnerCRD 1587391

  • James Reilly

    James Reilly

    Founder & Managing PartnerCRD 1229697

  • Peter Stone

    EmployeeCRD 2231110

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Englewood, CO

Arapahoe

Location

Englewood, CO

Headquartered in Englewood, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Arapahoe
Address
8310 S Valley Hwy
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth