Stonepine Advisors, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Englewood, Colorado
CRD number
154217
Registered since
February 15, 2011

Firm profile

FINTRX

Overview

Stonepine Advisors, LLC is organized as a limited liability company and has been an SEC-registered investment adviser since 2011. The firm's ownership is recorded as an individual owner and its classification in the dataset is listed as unclassified. Available records do not include details on client segments, fee schedules, specific advisory activities, or stated investment mandates. Operational flags in the dataset indicate Stonepine is not a capital allocator and does not identify as an active ESG investor. It is not marked as a multi-state adviser, not newly formed, not a pension consultant, and is not listed as a related adviser. The record also notes the firm maintains two office locations, but no addresses or market footprints are provided.

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Alan Grau

    Alan Grau

    Co-Founder & CEOCRD 8053523

Contacts

3 of 4
  • Robert Campbell

    FinOpCRD 1349154

  • James Reilly

    James Reilly

    Founder & Managing PartnerCRD 1229697

  • Daniel Goggins

    Daniel Goggins

    Managing PartnerCRD 1587391

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Englewood, CO

Arapahoe

Location

Englewood, CO

Headquartered in Englewood, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Arapahoe
Address
8310 S Valley Hwy
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth