Stonepine Advisors, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Englewood, Colorado
CRD number
154217
Registered since
February 15, 2011

Firm profile

FINTRX

Overview

Stonepine Advisors, LLC is an SEC-registered limited liability company that entered SEC registration in 2011 and is owned by an individual. In the provided dataset the firm is labeled as "Unclassified," which indicates the source did not place it into one of the common advisory categories. The record flags a number of negative indicators rather than specific service lines: the firm is not identified as a capital allocator, is not an active ESG investor, does not report multi-state adviser status, is not newly formed, and is not listed as a pension consultant or a related adviser. Those attributes suggest a relatively narrow public profile in the FINTRX dataset. FINTRX does not provide detail on Stonepine Advisors’ client base, fee structure, business activities, advisory offerings, AUM, or public holdings. Because those core elements are not disclosed in the source data, there is limited visibility into the firm’s investment approach, product mix, or target clients.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Alan Grau

    Alan Grau

    Co-Founder & CEOCRD 8053523

Contacts

3 of 4
  • Daniel Goggins

    Daniel Goggins

    Managing PartnerCRD 1587391

  • James Reilly

    James Reilly

    Founder & Managing PartnerCRD 1229697

  • Peter Stone

    EmployeeCRD 2231110

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Englewood, CO

Arapahoe

Location

Englewood, CO

Headquartered in Englewood, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Arapahoe
Address
8310 S Valley Hwy
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth