STOKES CAPITAL ADVISORS, LLC

RIASEC RegisteredEst. 2015
Total AUM
$499M
Discretionary
$499M
100% of AUM
Avg account
$666K
Accounts
750
Employees
2
Advisory reps
1

Firm details

Headquarters
GREENWOOD, South Carolina
CRD number
281278
Registered since
November 2, 2015
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI77.83%
  • Individuals13.17%
  • Charitable Organizations6.06%
  • Corporations / Businesses2.94%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Stokes Capital Advisors, LLC is an independent, owner-operated registered investment adviser that first registered with the SEC in 2015 and operates as an LLC. The firm manages client portfolios on a percentage-of-AUM fee basis and serves a mix of individual and family clients alongside institutional relationships. Its advisory work centers on financial planning and discretionary portfolio management for individuals and small businesses. The firm does not identify as an active ESG investor, is not designated as a multi-state adviser, and does not function as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 82%, Public Funds/Mutual Funds 10%, US Government Bonds 3%, Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 2%, State & Local Bonds 1%82%
  • Exchange Traded Equities82%
  • Public Funds/Mutual Funds10%
  • US Government Bonds3%
  • Investment Grade Corp Bonds2%
  • Cash & Cash Equivalents2%

Contacts

1 of 1
  • TAYLOR STOKES

    Managing DirectorCRD 2673426

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 13

Active vs passive

$56.5M in ETFs

Passive

17%

$9.5M

Active

73%

$47M

ETFProviderStyleCategoryValueShares% of portfolio
PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND (PYLD)PIMCOActiveMultisector Bond$18M688,34631.91%

Location

Primary office

GREENWOOD, SC

GREENWOOD

Location

GREENWOOD, SC

Headquartered in GREENWOOD, SC, anchoring the Greenville-Spartanburg-Anderson, SC metro in the South.

Metro area
Greenville-Spartanburg-Anderson, SC
Region
South
County
GREENWOOD
Address
101 Venture Ct
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth