Steven William Sherman

RIASEC Registered
Total AUM
$5M
Discretionary
$5M
100% of AUM
Avg account
$200K
Accounts
25
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
134043
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsMarket Timing Services

Firm profile

FINTRX

Overview

Steven William Sherman operates as a sole proprietorship RIA serving individual and family clients. The practice is owned and run by Steven William Sherman and is classified as Unclassified in registry data. Compensation is charged as a percentage of assets under management. Advisory services center on portfolio management for individuals and small businesses, with market timing services also listed. The firm is not flagged as an active ESG investor, does not act as a capital allocator to third‑party managers, and does not position itself as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: US Government Bonds 35%, Other 35%, Exchange Traded Equities 15%, Cash & Cash Equivalents 15%35%
  • US Government Bonds35%
  • Other35%
  • Exchange Traded Equities15%
  • Cash & Cash Equivalents15%

Contacts

1 of 1
  • Steven Sherman

    CoachCRD 421799

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth