Rosales Wealth Management LLC

RIASEC Registered
Total AUM
$5M
Discretionary
$5M
100% of AUM
Avg account
$313K
Accounts
16
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
324172
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Rosales Wealth Management LLC is a small, individual-owned limited liability company that serves individual and family clients. The firm combines advisory services with broker-dealer and insurance broker activities, offering financial planning and portfolio management for individuals and small businesses. Its fee model includes both a percentage of assets under management and fixed-fee engagements. The firm is not positioned as an ESG investor, does not operate as a multistate adviser, and does not identify as a capital allocator or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 65%, Exchange Traded Equities 25%, US Government Bonds 5%, Cash & Cash Equivalents 5%65%
  • Public Funds/Mutual Funds65%
  • Exchange Traded Equities25%
  • US Government Bonds5%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • Francisco Rosales

    Francisco Rosales

    Managing Member And Chief Compliance OfficerCRD 6589939

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth