Sterneck Capital Management LLC
Firm details
- Headquarters
- Kansas City, Missouri
- CRD number
- 111463
- Registered since
- December 20, 1993
- Website
- sterneckcapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI92.19%
- Individuals6.29%
- Charitable Organizations0.95%
- Corporations / Businesses0.58%
- Services
- Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Sterneck Capital Management LLC is an independent, privately owned RIA organized as an LLC and operating since 1993. The firm serves both individual and family clients and institutional investors, combining financial planning and discretionary portfolio management with client education through published newsletters and seminars. Its advised-fee model includes percentage-of-AUM arrangements alongside fixed fees and other billing structures. The firm does not identify as a capital allocator and is not an active ESG investor. Service delivery emphasizes traditional wealth-management functions—planning, portfolio construction, and ongoing client communications—rather than allocation to third‑party managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds54%
- Exchange Traded Equities32%
- Private Funds6%
- Cash & Cash Equivalents4%
- US Government Bonds2%
Owners & executives
2 of 2
Brandie Giffin
Chief Operating Officer & Chief Compliance OfficerCRD 6324300
Frank Sterneck
Founder & Chief Investment OfficerCRD 1171973
Contacts
2 of 2
Robin Sterneck
PresidentCRD 1241565
Austin Drake
Senior Wealth AdvisorCRD 6365082
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 35Active vs passive
$175M in ETFs
74%
$130M
21%
$45.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $19.9M | 103,876 | 11.37% |
Location
Kansas City, MO
Clay
Location
Kansas City, MO
Headquartered in Kansas City, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Clay
- Address
- 1251 Nw Briarcliff Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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