Mid-American Wealth Advisory Group

RIASEC RegisteredEst. 2021
Total AUM
$336M
Discretionary
$336M
100% of AUM
Avg account
$153K
Accounts
2,191
Employees
21
Advisory reps
7

Firm details

Headquarters
Kansas City, Missouri
CRD number
301621
Registered since
April 30, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals72.59%
  • HNWI25.74%
  • Pension & Profit Sharing Plans1.33%
  • Corporations / Businesses0.34%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Mid-American Wealth Advisory Group is an independent Registered Investment Adviser organized as a corporation and SEC‑registered in 2021. The firm is individually owned and operates on a percentage‑of‑AUM fee model while also acting as an insurance broker. Its client base spans individuals and families as well as institutional clients. Service capabilities include discretionary portfolio management for individuals and small businesses, portfolio management for business or institutional clients, and selection of third‑party advisers—consistent with the firm identifying itself as a capital allocator. The firm does not position itself as an ESG investor and is not registered as a multi‑state adviser. It does not list pension consulting or related‑adviser affiliations in the available filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 65%, Exchange Traded Equities 16%, Investment Grade Corp Bonds 8%, Cash & Cash Equivalents 5%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Non-Investment Grade Corp Bonds 1%, Private Funds 1%, Other 1%65%
  • Public Funds/Mutual Funds65%
  • Exchange Traded Equities16%
  • Investment Grade Corp Bonds8%
  • Cash & Cash Equivalents5%
  • Non-Exchange Traded Equities1%

Owners & executives

1 of 1
  • Kolton Hurst

    Kolton Hurst

    New Business CoordinatorCRD 7892624

Contacts

3 of 6
  • Patrick Guilfoy

    Patrick Guilfoy

    Relationship AdvisorCRD 6911433

  • Amy Falter

    CRD 5396992

  • Joshua Falter

    Joshua Falter

    AdvisorCRD 7027916

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 43

Active vs passive

$261M in ETFs

Passive

33%

$84.9M

Active

41%

$176M

ETFProviderStyleCategoryValueShares% of portfolio
TRUESHARES S&P AUTOCALLABLE DEFENSIVE INCOME ETF (PAYM)$45.5M1,811,58717.47%

Location

Primary office

Kansas City, MO

Platte

Location

Kansas City, MO

Headquartered in Kansas City, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
Platte
Address
7505 Nw Tiffany Springs Pkwy
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth