Stegner Investment Associates Inc

RIASEC Registered

Total AUM

$2.8B

Discretionary

$2.2B

79% of AUM

Avg account

$3.4M

Accounts

820

Employees

10

Advisory reps

7

Firm details

Headquarters: Louisville, Kentucky
CRD number: 107480
Registered since: July 5, 1994
Website: www.stegnerinvestments.com
Custodians: LINCOLN FINANCIAL DISTRIBUTORS, INC., CHARLES SCHWAB & CO., INC., T ROWE PRICE RETIREMENT PLAN SERVICES, INC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pension & Profit Sharing Plans70.25%
HNWI20.65%
Charitable Organizations6.03%
Individuals2.97%
Corporations / Businesses0.11%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Stegner Investment Associates Inc. provides discretionary and non-discretionary portfolio management to both individuals/families and institutional clients. The firm is registered with the SEC, having first registered in 1994. Ownership is listed as individual, and the firm charges either percentage-of-AUM fees or fixed fees for its advisory work. Its stated advisory activities include portfolio management for individuals/small businesses as well as for businesses or institutions. Stegner does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds92%
Cash & Cash Equivalents3%
Investment Grade Corp Bonds2%
Other2%
US Government Bonds1%

Owners & executives

1 of 1

Elizabeth Peabody
CEO & Chief Investment OfficerCRD 2488182

Contacts

3 of 6

Brandon Dant
Portfolio Management AssociateCRD 6919793
Ruth Trautwein
Director Of Portfolio ManagementCRD 4683137
Douglas Peabody
PresidentCRD 1422879

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 23

Active vs passive

$214M in ETFs

Passive

100%

$214M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES S&P 500 GROWTH ETF (IVW)	BlackRock	Passive	Large Growth	$88.3M	620,907	41.22%

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Primary office

Louisville, KY

Jefferson

Location

Louisville, KY

Headquartered in Louisville, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.

Metro area: Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
Region: South
County: Jefferson
Address: 233 Breckenridge Ln
Time zone: CT (UTC-6)
Office locations

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