SPRING MOUNTAIN CAPITAL, LP
Firm details
- Headquarters
- New York, New York
- CRD number
- 119126
- Registered since
- February 18, 2003
- Website
- springmountaincapital.com
- Custodians
- INTERACTIVE BROKERS LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles72.52%
- Insurance Companies27.44%
- Charitable Organizations0.03%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Spring Mountain Capital, LP is a limited partnership that operates as a multi-strategy alternative manager, combining private equity and hedge fund activity with sponsor/GP roles in pooled vehicles. Registered with the SEC since 2003, the firm targets institutional investors and runs both pooled investment vehicles and mandate-based portfolio management for businesses or institutional clients. Its compensation follows typical alternatives practice — a percentage-of-AUM fee plus performance-based fees. Spring Mountain does not identify as an active ESG investor and is not structured as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- Private Funds37%
- Non-Exchange Traded Equities1%
Owners & executives
1 of 1KRIS WOO
Chief Financial OfficerCRD 6764897
Contacts
3 of 4ERICK AGUAYO
Senior Compliance ConsultantCRD 6218548
JOHN STEFFENS
founder and senior managing directorCRD 434535
GREGORY HO
PresidentCRD 4577366
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 787 7th Ave
- Time zone
- ET (UTC-5)
- Office locations
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