SPRING MOUNTAIN CAPITAL, LP

RIASEC RegisteredEst. 2003
Total AUM
$311M
Discretionary
$311M
100% of AUM
Avg account
$44.4M
Accounts
7
Employees
17
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
119126
Registered since
February 18, 2003
Custodians
INTERACTIVE BROKERS LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles72.52%
  • Insurance Companies27.44%
  • Charitable Organizations0.03%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Spring Mountain Capital, LP is a limited partnership that operates as a multi-strategy alternative manager, combining private equity and hedge fund activity with sponsor/GP roles in pooled vehicles. Registered with the SEC since 2003, the firm targets institutional investors and runs both pooled investment vehicles and mandate-based portfolio management for businesses or institutional clients. Its compensation follows typical alternatives practice — a percentage-of-AUM fee plus performance-based fees. Spring Mountain does not identify as an active ESG investor and is not structured as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, Private Funds 37%, Non-Exchange Traded Equities 1%62%
  • Exchange Traded Equities62%
  • Private Funds37%
  • Non-Exchange Traded Equities1%

Owners & executives

1 of 1
  • KRIS WOO

    Chief Financial OfficerCRD 6764897

Contacts

3 of 4
  • ERICK AGUAYO

    Senior Compliance ConsultantCRD 6218548

  • JOHN STEFFENS

    founder and senior managing directorCRD 434535

  • GREGORY HO

    PresidentCRD 4577366

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
787 7th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth