LAGODA INVESTMENT MANAGEMENT, L.P.

RIASEC RegisteredEst. 2014

Total AUM

$313M

Discretionary

$313M

100% of AUM

Avg account

$6.4M

Accounts

49

Employees

4

Advisory reps

2

Firm details

Headquarters: New York, New York
CRD number: 170961
Registered since: April 17, 2014
Website: lagodaim.com
Custodians: MORGAN STANLEY & CO. LLC, FIDUCIARY TRUST, BANK OF AMERICA
Fee structure: Percentage of AUM
Client types: HNWI61.71%
Charitable Organizations33.27%
Individuals5.02%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Lagoda Investment Management, L.P. is a limited partnership advising primarily individual and family clients. Registered with the SEC since 2014, the firm provides portfolio management for individuals, small businesses and for business or institutional clients. It charges fees as a percentage of assets under management and operates with discretionary authority over client portfolios. The firm does not identify as an ESG investor and is not structured as a multi-state or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities97%
Cash & Cash Equivalents3%

Owners & executives

1 of 1

JASON OZONE
Chief Compliance OfficerCRD 7026522

Contacts

1 of 1

FATIMA DICKEY
Senior Managing PrincipalCRD 2916700

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 1

Active vs passive

$258K in ETFs

Passive

100%

$258K

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR GOLD TRUST (GLD)	State Street	Passive	Commodities Focused	$258K	600	100.00%

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: NEW YORK
Address: 3 Columbus Cir
Time zone: ET (UTC-5)
Office locations

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