Spring Capital Management

RIASEC RegisteredEst. 2020
Total AUM
$223M
Discretionary
$223M
100% of AUM
Avg account
$706K
Accounts
316
Employees
2
Advisory reps
3

Firm details

Headquarters
Amarillo, Texas
CRD number
282842
Registered since
October 23, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI89.07%
  • Corporations / Businesses8.66%
  • Charitable Organizations1.77%
  • Individuals0.51%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Spring Capital Management is a privately held LLC that registered with the SEC in 2020 and is owned by an individual. The firm acts as a capital allocator for both individual and family clients as well as institutional clients, operating under a percentage-of-AUM fee model. Its core advisory services include discretionary portfolio management for individuals/small businesses and for businesses or institutions, plus the selection of third-party advisers when appropriate. Spring Capital does not flag itself as an active ESG investor, multi-state adviser, pension consultant, or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, US Government Bonds 5%, Cash & Cash Equivalents 3%92%
  • Exchange Traded Equities92%
  • US Government Bonds5%
  • Cash & Cash Equivalents3%

Contacts

3 of 3
  • Robert Rathbun

    Investment Adviser RepresentativeCRD 1018350

  • Jennifer McElreath

    SecretaryCRD 6609197

  • Richard Mcelreath

    President and DirectorCRD 3034037

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 8

Active vs passive

$10.3M in ETFs

Passive

100%

$10.3M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$3M4,00428.97%

Location

Primary office

Amarillo, TX

Potter

Location

Amarillo, TX

Headquartered in Amarillo, TX, anchoring the Amarillo-Pampa-Borger, TX metro in the South.

Metro area
Amarillo-Pampa-Borger, TX
Region
South
County
Potter
Address
600 S Tyler St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth