ASK Capital Investment Managers

RIASEC Registered
Total AUM
$110M
Discretionary
$110M
100% of AUM
Avg account
$731K
Accounts
151
Employees
2
Advisory reps
2

Firm details

Headquarters
Amarillo, Texas
CRD number
287711
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI79.97%
  • Individuals20.03%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

ASK Capital Investment Managers is an independent, individually owned registered investment adviser structured as an LLC. The firm bills clients as a percentage of assets under management and focuses on portfolio management for individuals and small businesses, while also engaging in selection of other advisers. It identifies as a capital allocator and serves a client base composed primarily of individuals and families. ASK does not market itself as an ESG-focused manager, and it is not described as a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 94%, US Government Bonds 3%, Cash & Cash Equivalents 2%, Investment Grade Corp Bonds 1%94%
  • Exchange Traded Equities94%
  • US Government Bonds3%
  • Cash & Cash Equivalents2%
  • Investment Grade Corp Bonds1%

Contacts

2 of 2
  • Walter Mcneer

    CCOCRD 4033522

  • Kate Pacheco

    Kate Pacheco

    Investment Advisor RepresentativeCRD 7824149

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Amarillo, TX

Potter

Location

Amarillo, TX

Headquartered in Amarillo, TX, anchoring the Amarillo-Pampa-Borger, TX metro in the South.

Metro area
Amarillo-Pampa-Borger, TX
Region
South
County
Potter
Address
600 S Tyler St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth