Spiderrock Advisors, LLC

RIASEC Registered

Total AUM

$9.8B

Discretionary

$9.8B

100% of AUM

Avg account

$2.2M

Accounts

4,480

Employees

Advisory reps

Firm details

Headquarters: Chicago, Illinois
CRD number: 171992
Registered since: August 20, 2014
Website: www.spiderrockadvisors.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY IWS (INSTITUTIONAL WEALTH SERVICES), MORGAN STANLEY & CO. LLC, FIDELITY NFS (NATIONAL FINANCIAL SERVICES), UBS FINANCIAL SERVICES INC.
Fee structure: Percentage of AUM
Client types: HNWI71.36%
Individuals14.02%
Corporations / Businesses14.01%
Charitable Organizations0.29%
Pooled Investment Vehicles0.12%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Spiderrock Advisors, LLC is an institutional registered investment adviser that provides fee-based portfolio management for individuals, families, pooled vehicles, and institutional clients. The firm is SEC-registered (registration year 2014) and bills clients on a percentage-of-AUM basis. Its reported business activities include operating as a CPO/CTA and sponsoring or managing pooled vehicles, and it lists a broad set of industry affiliations spanning broker-dealers, trust companies, banking/thrift institutions, insurance companies, and real estate intermediaries. Spiderrock serves both individual & family and institutional client segments and does not identify as an active ESG investor.