Readystate Asset Management

RIASEC RegisteredEst. 2022
Total AUM
$10.3B
Discretionary
$10.3B
100% of AUM
Avg account
$2.1B
Accounts
5
Employees
41
Advisory reps
5

Firm details

Headquarters
Chicago, Illinois
CRD number
317277
Registered since
January 3, 2022
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Readystate Asset Management is structured as a limited partnership and operates as a hedge fund manager serving institutional clients. The firm is SEC-registered (registered in 2022) and positions itself to manage pooled investment vehicles, acting in roles consistent with a CPO/CTA and portfolio manager for those vehicles. Its commercial model uses both asset-based fees and performance-based fees, and it is organized to sponsor and act as GP or managing member of pooled investment vehicles. Readystate does not present itself as an ESG-focused investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Andrew Hwang

    Chief Operating OfficerCRD 4993802

  • Shellane Mulcahy

    General Counsel and Chief Compliance OfficerCRD 4505815

  • David Pritsker

    David Pritsker

    CFOCRD 2604180

Contacts

2 of 2
  • Ryan Garino

    FounderCRD 4549641

  • David Grossman

    David Grossman

    FounderCRD 3277307

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 17

Active vs passive

$10.4M in ETFs

Passive

68%

$7.1M

Active

26%

$3.3M

ETFProviderStyleCategoryValueShares% of portfolio
NEOS S&P 500(R) HIGH INCOME ETF (SPYI)NEOSActiveDerivative Income$2.2M41,99521.38%

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
360 N Green St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth