Spencer Financial Strategies
Firm details
- Headquarters
- ,
- CRD number
- 334095
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals100%
- Services
- Portfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Spencer Financial Strategies is an LLC operating as a non-independent retail registered investment adviser that focuses on individual and family clients. The firm combines investment advisory services—portfolio management for individuals and small businesses—with insurance brokerage activities and educational seminars or workshops. Ownership is held by an individual, and its client billing mixes percentage-of-AUM fees with hourly and fixed-fee arrangements. The firm does not position itself as a capital allocator and is not flagged as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Cash & Cash Equivalents21%
Owners & executives
1 of 1
Dylan Taylor
Chief Operating OfficerCRD 8166965
Contacts
1 of 1
Debra Spencer
Financial AdvisorCRD 1916269
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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