HOT Springs Asset Management, Inc.
Firm details
- Headquarters
- Hot Springs Village, Arkansas
- CRD number
- 144745
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI60.93%
- Individuals39.07%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
HOT Springs Asset Management, Inc. is a small, independent RIA that serves individual and family clients with a mix of financial planning and discretionary portfolio management for individuals and small businesses. The firm operates with an accounting practice background and charges clients primarily as a percentage of assets under management, with hourly billing available for certain services. Investment activity is centered on public equity exposure delivered through exchange-traded vehicles, which make up the bulk of client assets. The firm supplements equity positions with traditional fixed income and mutual fund holdings, and uses third-party managers to access alternative strategies in real estate, commodities and oil & gas. HOT Springs Asset Management, Inc. does not identify as an active ESG investor and is not set up as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Cash & Cash Equivalents15%
- Investment Grade Corp Bonds4%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
1 of 1Judy Adams
Chief Compliance OfficerCRD 4022729
Contacts
1 of 1David Adams
PresidentCRD 2590554
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Hot Springs Village, AR
Garland
Location
Hot Springs Village, AR
Headquartered in Hot Springs Village, AR, anchoring the Hot Springs-Malvern, AR metro in the South.
- Metro area
- Hot Springs-Malvern, AR
- Region
- South
- County
- Garland
- Address
- 110 Lane Plz
- Time zone
- CT (UTC-6)
- Office locations
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