SPECTRUM WEALTH MANAGEMENT, LLC

RIASEC Registered
Total AUM
$96.5M
Discretionary
$96.5M
100% of AUM
Avg account
$244K
Accounts
396
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
144164
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI64.09%
  • Individuals35.91%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Spectrum Wealth Management, LLC is an independent registered investment adviser operating as a limited liability company and run by an individual owner. The firm focuses on serving individuals and families, delivering financial planning, portfolio management for individuals and small businesses, and manager selection services. As a capital allocator, Spectrum constructs client portfolios largely through third‑party managers and pooled vehicles rather than by concentrating on direct single‑name stock positions. Fee arrangements include a mix of percentage‑of‑AUM billing alongside hourly, fixed and other fee structures, allowing flexibility for comprehensive planning engagements or project work. The firm does not present itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 97%, Cash & Cash Equivalents 2%, Exchange Traded Equities 1%97%
  • Public Funds/Mutual Funds97%
  • Cash & Cash Equivalents2%
  • Exchange Traded Equities1%

Contacts

1 of 1
  • LAWRENCE BUCHHOLZ

    Investor CoachCRD 2967657

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth