Linden Rose Investment LLC

RIASEC Registered
Total AUM
$96.4M
Discretionary
$96.4M
100% of AUM
Avg account
$1M
Accounts
96
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
282886
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles36.1%
  • HNWI33.61%
  • Individuals30.29%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Linden Rose Investment LLC is a privately owned LLC that operates as a hedge fund-style registered adviser serving both high-net-worth individuals/families and institutional clients. The firm provides portfolio management for individual and small-business accounts as well as for pooled investment vehicles, charging a combination of an asset-based fee and performance-based fees. Linden Rose indicates a clear preference for equity exposure through exchange-traded instruments but also manages a pooled hedge-fund vehicle alongside its separate accounts. It does not identify as an active ESG investor and is not designated as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Cash & Cash Equivalents 2%98%
  • Exchange Traded Equities98%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • Binglin Li

    Binglin Li

    Chief Investment OfficerCRD 6611796

Contacts

1 of 1
  • Feng Peng

    Feng Peng

    Co-Founder and Managing PartnerCRD 6715892

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$39.3M in ETFs

Passive

2%

$746K

Active

0%

$38.5M

ETFProviderStyleCategoryValueShares% of portfolio
ROUNDHILL MEMORY ETF (DRAM)$38.5M521,57098.06%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth