SPC CAPITAL MARKETS LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
15
Avg account
$0

Firm details

Headquarters
GREENWICH, Connecticut
CRD number
304381
Registered since
January 23, 2020

Firm profile

FINTRX

Overview

SPC Capital Markets LLC is organized as a limited liability company and is registered with the SEC (registration year listed as 2020). The firm is classified as an investment bank and is owned by a combination of a domestic entity and an individual. The profile indicates SPC Capital Markets does not serve as a capital allocator and does not identify as an active ESG investor. It is not recorded as a multi-state adviser, pension consultant, or related adviser. The firm has not reported any specific advisory activities, fee structures, client segments, or typical business lines in the available record, leaving its client-facing services and target market unconfirmed.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 15
  • Skye Herjavec

    AssociateCRD 7465492

  • Nicholas Zacchilli

    Vice PresidentCRD 6520615

  • DHRUV SARNA

    Managing DirectorCRD 5567449

Unlock 12 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

GREENWICH, CT

FAIRFIELD

Location

GREENWICH, CT

Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
20 Horseneck Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth