SPC Capital Markets LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
—
Advisory reps
16
Avg account
$0

Firm details

Headquarters
Greenwich, Connecticut
CRD number
304381
Registered since
January 23, 2020

Firm profile

FINTRX

Overview

SPC Capital Markets LLC is organized as a limited liability company and registered with the SEC in 2020. FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser or capital allocator. The record indicates domestic ownership and notes that the firm is not characterized as an active ESG investor. Several advisory-related fields in the record are blank, and the firm is not identified as a multi-state adviser, pension consultant, or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 16
  • Michael Gregorich

    Michael Gregorich

    Senior AdvisorCRD 2405109

  • Helen Yoon

    Helen Yoon

    DirectorCRD 2773787

  • Dhruv Sarna

    Dhruv Sarna

    Managing Director & Head of Capital MarketsCRD 5567449

Unlock 13 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
20 Horseneck Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth