SPC

RIASEC Registered

Total AUM

$6.1B

Discretionary

$6.1B

100% of AUM

Avg account

$231K

Accounts

26,433

Employees

471

Advisory reps

481

Firm details

Headquarters: Ann Arbor, Michigan
CRD number: 110692
Registered since: January 11, 1984
Website: www.sigma4clients.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals67.92%
HNWI28.38%
Corporations / Businesses3.11%
Pension & Profit Sharing Plans0.46%
Charitable Organizations0.13%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

SPC is an independent registered investment adviser that has been registered with the SEC since 1984. The firm serves both individual/family and institutional clients and offers a mix of advisory and education services: financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, and educational seminars/workshops. Its ownership is listed as a combination of a domestic entity and an individual, and fee arrangements include percentage-of-AUM, hourly, fixed fees and other structures. SPC does not identify as an active ESG investor.