Sparks Capital Management

RIASEC Registered
Total AUM
$3.9M
Discretionary
$3.9M
100% of AUM
Avg account
$325K
Accounts
12
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
311222
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • Individuals64.22%
  • HNWI35.78%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Sparks Capital Management is a small, individually owned advisory firm focused on discretionary portfolio management for individuals and small businesses. The firm charges fees as a percentage of assets under management and concentrates its practice on liquid public-market exposures, with a clear preference for exchange-traded equities. Investment activity is biased toward ETF and stock allocations rather than widespread use of bespoke or institutional-only strategies, and the firm does not present itself as an active ESG investor. Given the scale of its assets, the firm appears to run compact, account-level portfolios rather than a series of large pooled products. Its advisory activity centers on direct portfolio management and customized allocations for individual and family clients, using third-party vehicles where appropriate to add exposures the balance sheet does not support directly.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 79%, Public Funds/Mutual Funds 20%, Cash & Cash Equivalents 1%79%
  • Exchange Traded Equities79%
  • Public Funds/Mutual Funds20%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Daniel Sparks

    Daniel Sparks

    CEOCRD 7302092

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth