Sparks Capital Management
Firm details
- Headquarters
- ,
- CRD number
- 311222
- Website
- www.sparks.capital
- Custodians
- INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals64.22%
- HNWI35.78%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Sparks Capital Management is a small, individually owned advisory firm focused on discretionary portfolio management for individuals and small businesses. The firm charges fees as a percentage of assets under management and concentrates its practice on liquid public-market exposures, with a clear preference for exchange-traded equities. Investment activity is biased toward ETF and stock allocations rather than widespread use of bespoke or institutional-only strategies, and the firm does not present itself as an active ESG investor. Given the scale of its assets, the firm appears to run compact, account-level portfolios rather than a series of large pooled products. Its advisory activity centers on direct portfolio management and customized allocations for individual and family clients, using third-party vehicles where appropriate to add exposures the balance sheet does not support directly.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Public Funds/Mutual Funds20%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
Daniel Sparks
CEOCRD 7302092
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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