Mark Cernese & Associates

RIASEC Registered
Total AUM
$3.9M
Discretionary
$3.9M
100% of AUM
Avg account
$300K
Accounts
13
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
174062
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Mark Cernese & Associates is an independent registered investment advisor operating as a sole proprietorship and run by Mark Cernese. The firm serves individual and family clients and charges fees as a percentage of assets under management. Its advisory work centers on discretionary portfolio management for individuals and small businesses, and it also offers portfolio management services to business or institutional clients. The firm does not identify as an active ESG investor and is not structured as a multi-state adviser.

Assets & Accounts

Public Holdings

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 93%, Cash & Cash Equivalents 7%93%
  • Exchange Traded Equities93%
  • Cash & Cash Equivalents7%

Owners & executives

1 of 1
  • Mark Cernese

    Mark Cernese

    Principal and Chief Investment OfficerCRD 6060896

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth