SP Securities LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
—
Advisory reps
22
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
130560
Registered since
August 4, 2004

Firm profile

FINTRX

Overview

SP Securities LLC is organized as a limited liability company and is classified as an investment bank. According to the FINTRX snapshot, the firm has been registered with the SEC since 2004. Ownership is described as including both a domestic entity and an individual. The firm is not indicated to act as a capital allocator and is not identified as an active ESG investor. FINTRX also flags that it is not a multi-state adviser, not a pension consultant, and not a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • William Wilson

    Chief Compliance OfficerCRD 1430161

Contacts

3 of 21
  • Ellen Bailey

    Ellen Bailey

    Managing Director, Consultant RelationsCRD 2815573

  • John Baker

    Registered PrincipalCRD 502110

  • David Bradshaw

    David Bradshaw

    Registered RepresentativeCRD 1100199

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
6363 Woodway Dr
Time zone
CT (UTC-6)
Office locations

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