SP Securities LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
22
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
130560
Registered since
August 4, 2004

Firm profile

FINTRX

Overview

SP Securities LLC is organized as a limited liability company and is categorized as an investment bank. The firm registered with the SEC in 2004 and is owned at the domestic entity/individual level. Available records indicate the business operates as an investment-banking intermediary rather than a discretionary asset manager or registered multi-state adviser. The profile does not show adviser-related activities, pension consulting, or a role as a capital allocator. The firm is not identified as an active ESG investor. Several standard advisor attributes in the snapshot are blank, which reinforces that SP Securities presents as a non‑advisory, transaction‑oriented financial services firm rather than a traditional wealth manager.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • William Wilson

    Chief Compliance OfficerCRD 1430161

Contacts

3 of 21
  • Ellen Bailey

    Ellen Bailey

    Managing Director, Consultant RelationsCRD 2815573

  • John Baker

    Registered PrincipalCRD 502110

  • David Bradshaw

    David Bradshaw

    Registered RepresentativeCRD 1100199

Unlock 18 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
6363 Woodway Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth