SOUNDVIEW ADVISORS

RIASEC RegisteredEst. 2008
Total AUM
$387M
Discretionary
$387M
100% of AUM
Avg account
$460K
Accounts
842
Employees
11
Advisory reps
7

Firm details

Headquarters
OLYMPIA, Washington
CRD number
114437
Registered since
March 24, 2008
Custodians
CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure
Percentage of AUM
Client types
  • HNWI89.08%
  • Individuals10.7%
  • Charitable Organizations0.23%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Soundview Advisors is an independent, SEC-registered registered investment adviser organized as a corporation and operating since 2008. The firm serves both individual/family and institutional clients and charges fees as a percentage of assets under management. Its advisory capabilities center on financial planning, discretionary portfolio management for individuals and small businesses, and the selection of third‑party advisers and managers — an approach aligned with its designation as a capital allocator. The firm reports it does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 94%, Exchange Traded Equities 3%, Cash & Cash Equivalents 2%, US Government Bonds 1%94%
  • Public Funds/Mutual Funds94%
  • Exchange Traded Equities3%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Owners & executives

2 of 2
  • Nate Porter

    Chief Operating OfficerCRD 7350249

  • KEVIN SLATER

    CEO, Lead AdvisorCRD 4790152

Contacts

3 of 5
  • Austin Boyce

    Trading AnalystCRD 8139727

  • BEN JENNINGS

    Director of Planning & ResearchCRD 2999507

  • KEVIN RIGG

    Director of Financial Life PlanningCRD 4708409

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

OLYMPIA, WA

THURSTON

Location

OLYMPIA, WA

Headquartered in OLYMPIA, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
THURSTON
Address
1441 West Bay Dr NW
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth