Capstone Investment Group

RIASEC Registered

Total AUM

$343M

Discretionary

$338M

99% of AUM

Avg account

$258K

Accounts

1,328

Employees

Advisory reps

Firm details

Headquarters: Olympia, Washington
CRD number: 159918
Registered since: July 22, 2021
Website: www.yourcapstone.com
Custodians: CHARLES SCHWAB & CO., INC., RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: Individuals50.02%
HNWI46.29%
Banking / Thrift Institutions1.86%
Pension & Profit Sharing Plans1.24%
Corporations / Businesses0.34%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Capstone Investment Group is an SEC-registered investment adviser (registered in 2021) organized as a limited liability company. The firm serves both individual/family and institutional clients, providing financial planning, portfolio management for individuals and small businesses, and selection of other advisers. It operates as a capital allocator that places client capital with third-party managers in addition to managing portfolios directly. Capstone also conducts broker-dealer–related activity and insurance distribution, and it charges clients by a percentage of assets under management as well as hourly fees. The firm is not an active ESG investor.