Capstone Investment Group

RIASEC Registered

Total AUM

$343M

Discretionary

$338M

99% of AUM

Avg account

$258K

Accounts

1,328

Employees

Advisory reps

Firm details

Headquarters: Olympia, Washington
CRD number: 159918
Registered since: July 22, 2021
Website: www.yourcapstone.com
Custodians: CHARLES SCHWAB & CO., INC., RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: Individuals50.02%
HNWI46.29%
Banking / Thrift Institutions1.86%
Pension & Profit Sharing Plans1.24%
Corporations / Businesses0.34%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Capstone Investment Group is an LLC that registered with the SEC in 2021 and operates as a capital allocator for both individual & family and institutional clients. The firm provides fee-based financial planning, portfolio management for individuals and small businesses, and advisor selection services. It also conducts broker-dealer and insurance-broker activities, which complements its advisory services and supports access to annuities and other insurance-based solutions. Fee arrangements include a percentage of assets under management and hourly charges. The firm does not identify as an active ESG investor.