Sona Asset Management (US) LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 291738
- Registered since
- February 7, 2018
- Website
- sona-am.com
- Custodians
- GOLDMAN SACHS & CO. LLC, BARCLAYS BANK PLC, BNP PARIBAS SECURITIES CORP., J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Performance Based Fees, Other
- Client types
- Pooled Investment Vehicles91.05%
- Sovereign Wealth Funds8.95%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Sona Asset Management (US) LLC is a privately organized limited liability company that functions as a hedge fund and other fund provider, registered with the SEC since 2018. Ownership is noted as a mix of foreign entity and individual interests. The firm serves an institutional client base and charges a combination of percentage-of-AUM and performance-based fees, alongside other fee arrangements. Sona performs commodity pool operator/commodity trading advisor (CPO/CTA) activities and provides portfolio management for pooled investment vehicles as well as for businesses and institutions. It does not present itself as an active ESG investor and is not designated as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Investment Grade Corp Bonds36%
- Cash & Cash Equivalents18%
- Other15%
- Sovereign Bonds13%
- Exchange Traded Equities6%
Owners & executives
3 of 5
Joseph Grogan
Chief Compliance OfficerCRD 4901846
Henrik Johnsson
Partner and Chief Executive OfficerCRD 8217512
Christopher Hill
Chief Financial OfficerCRD 6271221
Contacts
1 of 1
John Knox
General CounselCRD 8104020
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 15Active vs passive
$392M in ETFs
100%
$392M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF (LQD) | BlackRock | Passive | Corporate Bond | $121M | 1,114,088 | 30.94% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 730 3rd Ave
- Time zone
- ET (UTC-5)
- Office locations
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