D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.

RIASEC RegisteredEst. 2005
Total AUM
$33.4B
Discretionary
$33.4B
100% of AUM
Avg account
$1.3B
Accounts
26
Employees
47
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
135284
Registered since
May 26, 2005
Custodians
STATE STREET BANK AND TRUST COMPANY, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles58.38%
  • Investment Companies34%
  • State / Municipal Government6.11%
  • Pension & Profit Sharing Plans1.5%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

D. E. Shaw Investment Management, L.L.C. is a hedge fund manager and registered investment adviser focused on institutional clients and pooled vehicles. The firm operates as a portfolio manager for investment companies and pooled investment vehicles and also holds CPO/CTA status, signaling active use of commodity and derivatives strategies alongside its equity work. Its fee model combines a percentage of AUM and performance-based fees. Investment activity is centered on liquid public-market exposures—with a clear preference for equities—while the firm also manages and sponsors private funds and pooled products that enable exposure to less liquid strategies. Business relationships extend beyond advisory roles: the firm has affiliations that include broker-dealer and insurance company activities and acts as sponsor or general partner of pooled investment vehicles. It is not positioned as a capital allocator to outside managers in the conventional sense, but it does allocate to and operate multiple internal private funds to implement its strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • YEVGENIA ZEMLYAKOVA

    COOCRD 4884452

Contacts

3 of 5
  • MAXIMILIAN STONE

    Managing DirectorCRD 2246217

  • ALEXIS HALABY

    Managing DirectorCRD 4719650

  • EDWARD FISHMAN

    Managing DirectorCRD 2656095

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
2 Manhattan W
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth