Solutions 4 Wealth

RIASEC Registered
Total AUM
$189M
Discretionary
$189M
100% of AUM
Avg account
$292K
Accounts
649
Employees
5
Advisory reps
5

Firm details

Headquarters
Southlake, Texas
CRD number
143248
Registered since
May 29, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI84.5%
  • Individuals13.53%
  • Pooled Investment Vehicles0.85%
  • Other0.53%
  • Other Investment Advisers0.41%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Solutions 4 Wealth is an independent registered investment adviser organized as a limited partnership and registered with the SEC in 2021. The firm serves individual and family clients as well as institutional clients, charging a mix of percentage-of-AUM and fixed fees. Its advisory services center on financial planning and portfolio management for individuals, small businesses, and institutions, and it also offers educational seminars and workshops. The firm does not position itself as an ESG investor and is not identified as a multi-state or pension consultant. Activities and affiliations indicate Solutions 4 Wealth can act as a sponsor, general partner, or managing member of pooled investment vehicles, suggesting it both advises on and may originate private investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 71%, Other 13%, Exchange Traded Equities 7%, Cash & Cash Equivalents 7%, US Government Bonds 1%, Investment Grade Corp Bonds 1%71%
  • Public Funds/Mutual Funds71%
  • Other13%
  • Exchange Traded Equities7%
  • Cash & Cash Equivalents7%
  • US Government Bonds1%

Contacts

3 of 5
  • Edward Farmer

    Researcher and TraderCRD 4039259

  • Donald Hatcher

    Donald Hatcher

    PresidentCRD 7026308

  • Suzanne Fitzgerald

    Suzanne Fitzgerald

    Senior AdvisorCRD 3136145

Unlock 2 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 50

Active vs passive

$78.8M in ETFs

Passive

84%

$66.3M

Active

6%

$12.5M

ETFProviderStyleCategoryValueShares% of portfolio
WISDOMTREE EQUITY PREMIUM INCOME FUND (WTPI)Wisdom Tree$7.9M240,51810.01%

Location

Primary office

Southlake, TX

Tarrant

Location

Southlake, TX

Headquartered in Southlake, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Tarrant
Address
566 N Kimball Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth