PLANGUIDE FINANCIAL
Firm details
- Headquarters
- SOUTHLAKE, Texas
- CRD number
- 329089
- Registered since
- March 9, 2026
- Custodians
- TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Pension & Profit Sharing Plans100%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Planguide Financial is an LLC that provides fee-based advisory services to institutional clients. The firm is SEC-registered (registration listed for 2026) and is operated under individual ownership. Its stated advisory capabilities include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. Compensation is charged as a percentage of assets under management and via fixed fees. The firm does not identify itself as an active ESG investor and is not operating as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds100%
Contacts
1 of 1SUMIT GULATI
FounderCRD 5911869
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SOUTHLAKE, TX
TARRANT
Location
SOUTHLAKE, TX
Headquartered in SOUTHLAKE, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- TARRANT
- Address
- 180 State St
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
CORPS CAPITAL ADVISORS, LLC
RIASOUTHLAKE, TX
ORSER CAPITAL MANAGEMENT LLC
RIASOUTHLAKE, TX
OPENAIR FINANCIAL, LLC
RIASOUTHLAKE, TX
KINGFISH CAPITAL PARTNERS LLC
RIASOUTHLAKE, TX
TL PRIVATE WEALTH
RIASOUTHLAKE, TX
SOLUTIONS 4 WEALTH
RIASOUTHLAKE, TX