Planguide Financial

RIASEC RegisteredEst. 2026

Total AUM

$277M

Discretionary

$50.6M

18% of AUM

Avg account

$30.8M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Southlake, Texas
CRD number: 329089
Registered since: March 9, 2026
Custodians: TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pension & Profit Sharing Plans100%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Planguide Financial is a limited liability company that positions itself as an institutional-focused advisory firm. The firm lists financial planning, portfolio management for individuals, small businesses, and institutions, and pension consulting among its advisory services. It charges clients using a mix of percentage-of-AUM and fixed-fee arrangements and identifies an individual as the owner. Planguide Financial does not present itself as a capital allocator, does not claim active ESG investing, and is not flagged as a multistate adviser. According to the snapshot, it became SEC-registered in 2026.