SOL Financial

Overview

SOL Financial is a small, independent registered investment adviser organized as a limited liability company and owned by an individual. The firm serves both individual and family clients as well as some institutional relationships. Its advisory offering centers on financial planning and portfolio management for individuals and small businesses. Fee arrangements are mixed: the firm charges a percentage of assets under management and also uses fixed fees and commission-based billing for certain services. SOL Financial does not identify as an active ESG investor and is not set up as a multi-state adviser or pension consultant. The firm lists industry relationships with an insurance company and a real estate broker, which may influence product availability or client referrals.

Assets & Accounts

Public Holdings

Investments & Alternatives