Sogotrade, Inc.

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
16
Avg account
$0

Firm details

Headquarters
Chesterfield, Missouri
CRD number
17912
Registered since
May 16, 1986

Firm profile

FINTRX

Overview

Sogotrade, Inc. is organized as a corporation and has been SEC-registered since 1986. Filings in the dataset identify ownership as a combination of a domestic entity and an individual. The firm's classification is recorded as unclassified. The available profile flags the firm as not operating as a capital allocator, not participating as an active ESG investor, not registered as a multi-state adviser, not newly formed, not acting as a pension consultant, and not identified as a related adviser. The dataset does not include descriptions of the firm's core business activities, advisory services, client segments, or fee schedules, so specifics about how Sogotrade sources revenue or serves clients are not available from this record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Patrick Manders

    Chief Compliance OfficerCRD 6658729

  • Richard Connor

    Chief Operations OfficerCRD 2364764

  • Kristopher Wallace

    Kristopher Wallace

    President, CEOCRD 2363185

Contacts

3 of 13
  • John Ruhlen

    John Ruhlen

    Customer Service SupervisorCRD 2165420

  • Florence Tai

    Florence Tai

    EVP Internal Audit and ControlCRD 3242954

  • George Su

    George Su

    Senior ManagerCRD 2779451

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chesterfield, MO

Saint Louis

Location

Chesterfield, MO

Headquartered in Chesterfield, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Louis
Address
1 Mc Bride And Son Center Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth