SOGOTRADE, INC.

Broker-DealerFINRA MemberEst. 1986

Total AUM

—

Advisory reps

16

Avg account

$0

Firm details

Headquarters: CHESTERFIELD, Missouri
CRD number: 17912
Registered since: May 16, 1986
Website: www.sogotrade.com

Firm profile

FINTRX

Overview

Sogotrade, Inc. is organized as a domestic corporation that has been SEC-registered since 1986. FINTRX classifies the firm as unclassified and identifies its ownership as a domestic entity with individual ownership. The firm is not listed as a capital allocator and does not appear to operate as a multi-state adviser or a pension consultant. FINTRX also records that Sogotrade, Inc. is not an active ESG investor and is not a related adviser to another registered manager.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 3

Patrick Manders
Chief Compliance OfficerCRD 6658729
Richard Connor
Chief Operations OfficerCRD 2364764
KRISTOPHER WALLACE
President, CEOCRD 2363185

Contacts

3 of 13

JOHN RUHLEN
Customer Service SupervisorCRD 2165420
Florence Tai
EVP Internal Audit and ControlCRD 3242954
George Su
Senior ManagerCRD 2779451

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

CHESTERFIELD, MO

SAINT LOUIS

Location

CHESTERFIELD, MO

Headquartered in CHESTERFIELD, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area: St. Louis-St. Charles-Farmington, MO-IL
Region: Midwest
County: SAINT LOUIS
Address: 1 McBride and Son Center Dr
Time zone: CT (UTC-6)
Office locations

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