Sogotrade, Inc.

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
16
Avg account
$0

Firm details

Headquarters
Chesterfield, Missouri
CRD number
17912
Registered since
May 16, 1986

Firm profile

FINTRX

Overview

Sogotrade, Inc. is organized as a corporation and appears in regulatory records dating back to 1986. The firm is listed as owned by a domestic entity and by an individual; it is classified in the dataset as “unclassified” rather than under a standard adviser segment. The snapshot flags several operational attributes: Sogotrade is not identified as a capital allocator, is not marked as an active ESG investor, is not recorded as a multi-state adviser, and is not designated as a pension consultant or related adviser. The source material does not enumerate the firm’s advisory model, fee schedule, client segments, or investment mandate. Activities and affiliations were not provided in the dataset, so there are no firm-level details here about target clients, service mix, or typical investment strategies.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Kristopher Wallace

    Kristopher Wallace

    President, CEOCRD 2363185

  • Richard Connor

    Chief Operations OfficerCRD 2364764

  • Patrick Manders

    Chief Compliance OfficerCRD 6658729

Contacts

3 of 13
  • Kevin Pruitt

    AnalystCRD 4074684

  • John Ruhlen

    John Ruhlen

    Customer Service SupervisorCRD 2165420

  • Timothy Friedman

    Timothy Friedman

    Executive Vice PresidentCRD 1967603

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chesterfield, MO

Saint Louis

Location

Chesterfield, MO

Headquartered in Chesterfield, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Louis
Address
1 Mc Bride And Son Center Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth