Sogotrade, Inc.

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
16
Avg account
$0

Firm details

Headquarters
Chesterfield, Missouri
CRD number
17912
Registered since
May 16, 1986

Firm profile

FINTRX

Overview

Sogotrade, Inc. is structured as a corporation and is recorded as an SEC-registered entity since 1986. FINTRX lists the firm's ownership as a mix of a domestic entity and an individual. The dataset classifies the firm as “Unclassified” and indicates it does not serve as a capital allocator. The provider also notes the firm is not an active ESG investor, is not a multi-state adviser, is not newly formed, and does not operate as a pension consultant or related adviser. Specifics about the firm’s advisory services, client segments, fee schedules, or investment focus were not provided in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Patrick Manders

    Chief Compliance OfficerCRD 6658729

  • Richard Connor

    Chief Operations OfficerCRD 2364764

  • Kristopher Wallace

    Kristopher Wallace

    President, CEOCRD 2363185

Contacts

3 of 13
  • John Ruhlen

    John Ruhlen

    Customer Service SupervisorCRD 2165420

  • Florence Tai

    Florence Tai

    EVP Internal Audit and ControlCRD 3242954

  • George Su

    George Su

    Senior ManagerCRD 2779451

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chesterfield, MO

Saint Louis

Location

Chesterfield, MO

Headquartered in Chesterfield, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Louis
Address
1 Mc Bride And Son Center Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth