Socha Financial Group, LLC
Firm details
- Headquarters
- Corning, New York
- CRD number
- 299263
- Registered since
- March 21, 2019
- Website
- www.sochafinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI52.18%
- Individuals47.82%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Socha Financial Group, LLC is an independent, SEC-registered advisory firm formed in 2019 and owned by an individual principal. The firm serves individual and family clients and provides financial planning and portfolio management for individuals and small businesses. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm identifies as an active ESG investor and integrates ESG considerations into its investment approach. Socha is not a multi-state adviser and does not act as a capital allocator to external private platforms.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds95%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1
Michael Socha
Chief Executive OfficerCRD 5402692
Contacts
2 of 2
Jolie McCarthy
Managing PartnerCRD 6171720
Michelle Vang
Managing PartnerCRD 6827201
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 16Active vs passive
$295M in ETFs
75%
$222M
13%
$72.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $59.5M | 80,816 | 20.18% |
Location
Corning, NY
Steuben
Location
Corning, NY
Headquartered in Corning, NY, anchoring the Elmira-Corning, NY metro in the Northeast.
- Metro area
- Elmira-Corning, NY
- Region
- Northeast
- County
- Steuben
- Address
- 181 E 2nd St
- Time zone
- ET (UTC-5)
- Office locations
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