DIKER MANAGEMENT LLC

RIASEC RegisteredEst. 2002
Total AUM
$430M
Discretionary
$75.4M
18% of AUM
Avg account
$23.9M
Accounts
18
Employees
7
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
119786
Registered since
April 19, 2002
Custodians
J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI83.01%
  • Pooled Investment Vehicles13.31%
  • Charitable Organizations2.99%
  • Corporations / Businesses0.69%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Diker Management LLC is a limited partnership that has operated as an SEC-registered adviser since 2002. The firm is organized and run as a hedge fund with an individual owner type and serves both high-net-worth individuals and families as well as institutional clients. It charges a combination of asset-based fees and performance fees and performs portfolio management for individuals/small businesses, pooled investment vehicles, and institutional clients. The firm also functions in commodity pool/commodity trading adviser capacities and acts as sponsor, general partner, or managing member of pooled vehicles. Diker does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, US Government Bonds 4%, Cash & Cash Equivalents 4%92%
  • Exchange Traded Equities92%
  • US Government Bonds4%
  • Cash & Cash Equivalents4%

Owners & executives

2 of 2
  • KENNETH BROWER

    Chief Financial Officer & Chief Compliance OfficerCRD 5612785

  • MARK DIKER

    CEOCRD 4693880

Contacts

2 of 2
  • NIKHIL HINGORANI

    Portfolio ManagerCRD 5980865

  • CHARLES DIKER

    Chairman of the Board and FounderCRD 1207308

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$489K in ETFs

Passive

100%

$489K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$489K1,137100.00%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
570 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth