Diker Management LLC

RIASEC RegisteredEst. 2002
Total AUM
$430M
Discretionary
$75.4M
18% of AUM
Avg account
$23.9M
Accounts
18
Employees
7
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
119786
Registered since
April 19, 2002
Custodians
J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI83.01%
  • Pooled Investment Vehicles13.31%
  • Charitable Organizations2.99%
  • Corporations / Businesses0.69%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Diker Management LLC is a limited partnership operating as a hedge fund manager and registered investment adviser since 2002. The firm serves both high-net-worth individuals and institutional clients and performs portfolio management across individual accounts, pooled investment vehicles, and institutional mandates. It conducts commodity pool or trading adviser activities (CPO/CTA) and often takes sponsor or general partner roles in pooled vehicles it manages. Compensation includes asset-based fees plus performance-based fees. The firm does not identify as an active ESG investor and is not described as a multi-state adviser. Its structure indicates an owner-driven, boutique manager model rather than a capital allocator that primarily commits to third-party managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, US Government Bonds 4%, Cash & Cash Equivalents 4%92%
  • Exchange Traded Equities92%
  • US Government Bonds4%
  • Cash & Cash Equivalents4%

Owners & executives

2 of 2
  • Kenneth Brower

    Chief Financial Officer & Chief Compliance OfficerCRD 5612785

  • Mark Diker

    Mark Diker

    CEOCRD 4693880

Contacts

2 of 2
  • Nikhil Hingorani

    Nikhil Hingorani

    Portfolio ManagerCRD 5980865

  • Charles Diker

    Charles Diker

    Chairman of the Board and FounderCRD 1207308

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$419K in ETFs

Passive

100%

$419K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$419K1,137100.00%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
570 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth