SNC Wealth Management LLC

RIASEC RegisteredEst. 2022
Total AUM
$31.4M
Discretionary
$13.4M
43% of AUM
Avg account
$627K
Accounts
50
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
317066
Registered since
March 11, 2022
Custodians
RBC CAPITAL MARKETS, LLC, NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI66.2%
  • Individuals33.8%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

SNC Wealth Management LLC is an independent, owner-operated registered investment adviser focused on individualized planning and portfolio management for individuals, families and small businesses. The firm charges fees based on a percentage of assets under management and concentrates its discretionary work on liquid, exchange-traded securities. Investment activity centers on equity exposure delivered primarily through exchange-traded equities, supplemented by mutual funds and selective allocations to third-party alternative managers for real assets and energy-related strategies. SNC’s advisory scope covers financial planning and portfolio management for both personal and business clients; it does not position itself as a multi-state adviser, pension consultant or capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 73%, US Government Bonds 12%, Cash & Cash Equivalents 10%, Investment Grade Corp Bonds 5%73%
  • Exchange Traded Equities73%
  • US Government Bonds12%
  • Cash & Cash Equivalents10%
  • Investment Grade Corp Bonds5%

Owners & executives

1 of 1
  • Nicole Giannone

    Chief Compliance OfficerCRD 7397152

Contacts

1 of 1
  • Abdulaziz Shroff

    Abdulaziz Shroff

    Vice PresidentCRD 7497661

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth