Smith Moore & Co
Firm details
- Headquarters
- Clayton, Missouri
- CRD number
- 3441
- Registered since
- August 8, 2007
- Website
- smithmoore.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI62.58%
- Individuals29.04%
- Corporations / Businesses4.95%
- State / Municipal Government2.82%
- Pension & Profit Sharing Plans0.35%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Smith Moore & Co. operates as an independent broker-dealer and insurance broker that also provides advisory services. The firm is organized as a corporation, is individually owned, and has been SEC-registered since 2007. Its client mix spans individuals, families and institutional accounts. Advisory capabilities include financial planning, portfolio management for individuals and small businesses, and selection of third-party advisers. The firm charges a mix of percentage-of-AUM fees and fixed or hourly fees, and it describes itself as a capital allocator that places client capital with external managers where appropriate.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Public Funds/Mutual Funds28%
- Cash & Cash Equivalents5%
- US Government Bonds3%
- State & Local Bonds1%
Owners & executives
3 of 5
Amy Brody
Chief Financial OfficerCRD 6486826
Jaret Perryman
Chief Compliance OfficerCRD 3034594
Nathan Schultz
CEOCRD 7407416
Contacts
3 of 52
Matthew Bragg
Branch ManagerCRD 2279799
Linda Lawshe
OperationsCRD 2874152
Dean Williams
Vice PresidentCRD 1364559
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 351Active vs passive
$1.2B in ETFs
76%
$891M
19%
$289M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $71.5M | 109,463 | 6.06% |
Location
Clayton, MO
Saint Louis
Location
Clayton, MO
Headquartered in Clayton, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.
- Metro area
- St. Louis-St. Charles-Farmington, MO-IL
- Region
- Midwest
- County
- Saint Louis
- Address
- 7777 Bonhomme Ave
- Time zone
- CT (UTC-6)
- Office locations
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