SMH Capital Advisors LLC

RIASEC RegisteredEst. 1997

Total AUM

$503M

Discretionary

$503M

100% of AUM

Avg account

$2.9M

Accounts

171

Employees

Advisory reps

Firm details

Headquarters: Fort Worth, Texas
CRD number: 108344
Registered since: June 6, 1997
Website: www.smhca.com
Custodians: STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM, Hourly Charges, Commissions
Client types: Pension & Profit Sharing Plans69.51%
Investment Companies19.5%
Individuals5.63%
Insurance Companies2.6%
HNWI1.88%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

SMH Capital Advisors LLC is a privately held investment adviser organized as an LLC and SEC-registered since 1997. The firm serves both high-net-worth individuals and families as well as institutional clients, offering portfolio management across individuals/small businesses, investment companies, businesses or institutions, and pension consulting work. Its compensation model includes asset-based fees, hourly charges and commission-based arrangements. The firm operates in both advisory and product-distribution roles: it functions as a registered representative of a broker-dealer and as an insurance broker, which aligns with its use of insurance and annuity products. SMH Capital is not identified as an active ESG investor and is not presented as a multi-state or newly formed adviser.