SMH Capital Advisors LLC
Firm details
- Headquarters
- Weatherford, Texas
- CRD number
- 108344
- Registered since
- June 6, 1997
- Website
- www.smhca.com
- Custodians
- STATE STREET BANK AND TRUST COMPANY
- Fee structure
- Percentage of AUM, Hourly Charges, Commissions
- Client types
- Pension & Profit Sharing Plans69.51%
- Investment Companies19.5%
- Individuals5.63%
- Insurance Companies2.6%
- HNWI1.88%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
SMH Capital Advisors LLC is an institutional RIA organized as an LLC that provides portfolio management across individual, family and institutional client types. The firm is registered with the SEC (initial registration in 1997) and combines advisory services with broker-dealer and insurance brokerage activities. Its fee model includes asset-based fees, hourly charges and commission arrangements. Advisory services listed include discretionary portfolio management for individuals/small businesses, investment companies, and businesses or institutions, along with pension consulting services. The firm does not identify ESG investing as an area of emphasis.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Investment Grade Corp Bonds86%
- Exchange Traded Equities6%
- US Government Bonds3%
- Public Funds/Mutual Funds3%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
Dwayne Moyers
President & Chief Investment OfficerCRD 1850654
Contacts
2 of 2
Lisa Haley
Financial AdvisorCRD 4579362
Jeffrey Allred
AnalystCRD 5377160
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 4Active vs passive
$1.8M in ETFs
100%
$1.8M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $602K | 806 | 34.16% |
Location
Weatherford, TX
Parker
Location
Weatherford, TX
Headquartered in Weatherford, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Parker
- Address
- 101 York Ave
- Time zone
- CT (UTC-6)
- Office locations
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