HFG Wealth Management, LLC

RIASEC Registered
Total AUM
$506M
Discretionary
$506M
100% of AUM
Avg account
$339K
Accounts
1,492
Employees
5
Advisory reps
3

Firm details

Headquarters
The Woodlands, Texas
CRD number
148406
Registered since
November 28, 2008
Website
hfgwm.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI70.19%
  • Individuals19.03%
  • Charitable Organizations6.62%
  • Corporations / Businesses4.16%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

HFG Wealth Management, LLC is an independent, individual-owned registered investment adviser that has been SEC-registered since 2008. The firm provides financial planning and portfolio management primarily for individuals, families and small businesses, and it also serves some institutional clients. Its revenue model includes asset-based fees alongside hourly charges and fixed fees, and the firm operates as an insurance broker in addition to its advisory activities. HFG identifies itself as a capital allocator rather than a single-strategy manager, and it does not position as an ESG-focused adviser. HFG received recognition from FA Magazine in 2020 as a Top RIA Firms honoree. The firm concentrates on customized wealth management for private clients while maintaining the capability to deploy third-party managers for alternative strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, Cash & Cash Equivalents 4%, Exchange Traded Equities 2%, Other 2%92%
  • Public Funds/Mutual Funds92%
  • Cash & Cash Equivalents4%
  • Exchange Traded Equities2%
  • Other2%

Contacts

3 of 3
  • Larry Harvey

    Larry Harvey

    Managing MemberCRD 1483362

  • Matthew Harvey

    Matthew Harvey

    Executive Vice PresidentCRD 6906351

  • Nicholas Stevens

    Nicholas Stevens

    Service AdvisorCRD 8268556

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 40

Active vs passive

$99.8M in ETFs

Passive

10%

$10.2M

Active

72%

$89.6M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL WORLD EQUITY ETF (DFAW)DimensionalActiveGlobal Large Stock Blend$8.6M103,9458.62%

Location

Primary office

The Woodlands, TX

Montgomery

Location

The Woodlands, TX

Headquartered in The Woodlands, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Montgomery
Address
1790 Hughes Landing Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth