Smbc Asset Management, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 109691
- Registered since
- May 29, 2026
- Website
- www.smd-am.co.jp
- Fee structure
- Other
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Smbc Asset Management, Inc. is organized as a corporation and is registered with the SEC in 2026 as an institutional registered investment adviser. The firm is newly formed and lists its owner type as a mix of a domestic entity and an individual. Its stated advisory activity is portfolio management for pooled investment vehicles, and it also conducts business as a salesperson of other financial products. The firm identifies as an active ESG investor and reports a fee structure categorized as "Other." It is not set up as a capital allocator and does not describe itself as a pension consultant or related adviser. Smbc Asset Management, Inc. maintains industry affiliations that include a broker-dealer, another investment adviser, and a banking or thrift institution. It is not registered as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
2 of 2
Wei Zhao
Sr. ManagerCRD 7062323
Tsuyoshi Niijima
Special AdvisorCRD 7983172
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 277 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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