Saddlerock Capital Management LLC

RIASEC Registered
Total AUM
$200M
Discretionary
$193M
97% of AUM
Avg account
$39.9M
Accounts
5
Employees
6
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
330801
Registered since
July 28, 2025
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles98.17%
  • Investment Companies1.83%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Saddlerock Capital Management LLC is an SEC-registered hedge fund adviser (registered in 2025) that serves institutional clients and operates as a CPO/CTA and sponsor/GP for pooled investment vehicles. The firm provides portfolio management for pooled funds, charges a combination of a percentage-of-assets fee and performance-based fees, and does not position itself as an ESG investor. Although it does use third-party alternative managers, it is not identified as a capital allocator in the snapshot data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Louis Sultan

    CFOCRD 5887722

  • Ari Herman

    Founder & CIOCRD 4822631

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
370 Lexington Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth